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Self-regulatory organization
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#	Item
511	ARCHIPELAGO P ROPOSAL TO MODERNIZE THE NATIONAL MARKET SYSTEM “Sunlight is the best disinfectant; electric light, the best policeman.” “We propose to move faster.” I. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2001-02-23 14:37:01 Stock market Business United States securities law Finance United States Securities and Exchange Commission Securities Exchange Act NASDAQ Self-regulatory organization Financial Industry Regulatory Authority Financial economics Financial markets Investment
512	CSA Multilateral Staff Notice[removed]Third Update on Principal Protected Notes August 30, 2012 This CSA Multilateral Staff Notice is being published by staff of all members of the Canadian Securities Administrators, exce Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-08 11:46:58 United States securities law Securities Notes Principal protected note Self-regulatory organizations Canadian securities regulation Investment Industry Regulatory Organization of Canada Registered representative Deposit insurance Financial regulation Financial system Financial economics
513	SECHS/FINAL/no screens (Page 4) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2001-11-14 11:59:06 Business Financial economics Self-regulatory organizations Corporate crime U.S. Securities and Exchange Commission International Organization of Securities Commissions Financial Industry Regulatory Authority Joel Seligman Mary Schapiro Financial regulation United States securities law Financial system
514	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: www.c2exchange.com Language: English - Date: 2014-02-03 16:51:09 Financial Industry Regulatory Authority Financial system Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization Security Registered Investment Advisor United States securities law Financial regulation Financial economics
515	Microsoft Word - 33_109f3_am.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:48 Government Self-regulatory organization British Columbia Securities Commission Ontario Securities Commission Provinces and territories of Canada Securities Commission of New Zealand Securities Commission 73rd United States Congress United States Securities and Exchange Commission Financial regulation United States securities law Autorité des marchés financiers
516	Remarks of Lynnette Kelly, Executive Director at the National Association of State Treasurers Legislative Conference Washington, D.C. March 19, 2013 Add to Reading List Source URL: www.msrb.org Language: English - Date: 2013-05-29 14:49:01 Economics Self-regulatory organization Security Bond Credit rating agency Financial economics Electronic Municipal Market Access Financial system Investor Protection and Securities Reform Act Municipal Securities Rulemaking Board Stock market Municipal bond
517	News Release - MFDA Hearing Panel issues Decision and Reasons respecting Evangeline Securities Limited Disciplinary Hearing Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2008-10-02 16:22:53 Finance Financial regulation Mutual fund Self-regulatory organization Financial economics Investment Mutual Fund Dealers Association
518	[removed]Federal Register / Vol. 79, No[removed]Wednesday, June 4, [removed]Notices further analysis of the Pilot Program and a determination of how the Program shall be structured in the future. In Add to Reading List Source URL: www.c2exchange.com Language: English - Date: 2014-06-04 08:55:46 Financial system Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine Commodity Futures Trading Commission Alternative Trading Systems Self-regulatory organization Security United States securities law Financial regulation Financial economics
519	SEC SRO Release: Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Approving Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-16 08:32:57 Business Financial Industry Regulatory Authority Securities Exchange Act Trade Reporting And Compliance Engine Self-regulatory organization NASDAQ U.S. Securities and Exchange Commission United States securities law Economy of the United States Financial regulation
520	Microsoft Word - 33_109f5_am.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:49 British Columbia Securities Commission Ontario Securities Commission Government Provinces and territories of Canada Securities Commission Financial regulation 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act United States securities law Autorité des marchés financiers Self-regulatory organization

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